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Internationale Politik und Gesellschaft
International Politics and Society 4/2003 |
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Water has become a strategic good: although there is by and large enough water on earth, it is unevenly distributed and in some regions shortages have begun to emerge, mainly due to population growth. For a long time water has also been an issue in international politics and a source of inter-state conflicts. There are about two hundred international watercourses on earth, which are inhabited by about forty percent of the world’s population (Glatzl 2001). Especially in arid areas water has become a part of “high politics”; the possibilities for conflicts are increasing, writes Peter H. Gleick (Gleick 2000, p. 213). Thomas F. Homer-Dixon argues that non-renewable resources, such as oil, bear a higher potential for conflict than renewable resources. Amongst these renewables, however, Homer-Dixon argues, water is the one most likely to cause violent clashes (Homer-Dixon, 1994). Many authors therefore refer to a future of water wars.[1] The water war thesis is popular but wrong: historically no water wars can be detected (Wolf, 1998). To refer to a sheer possibility of wars over water or war-like rhetoric in international water conflicts, is no empirical evidence. On the contrary, it can be observed that water conflicts tend to be resolved by negotiations and compromise (Wolf/Hamner 2000). However, hardly any explanatory models exist for why this is
the case. Although there are many theoretical points of departure
which can explain when and how water conflicts are likely to
arise, they do not explain how the conflicts will be conducted
– under what conditions they will be settled in a cooperative
or a confrontational manner. This case study of the Nile River
Basin will attempt to fill this gap. Without doubt, one of the
most important and conflict-prone water disputes is taking place
here, and many authors take this as the best example for their
thesis of wars over water (“The Nile is a war waiting to start”;
MacNeill/Winsemius/Yakushiji 1991, p. 56). This article analyzes six factors which can contribute to cooperative
conflict settlement. It cannot claim, though, to provide a general
explanatory model, as this would require an application of our
tentative generalizations to other cases. However, at least
for the Nile the factors singled out in this study can explain
why cooperation amongst the riparian states is increasing in
spite of the fact that the problem at the root of the conflict
is becoming ever more acute. As to terminology: conflict does not mean violence. A conflict is a situation in which different parties’ incompatible tendencies to act confront each other. This can, but does not need to, lead to violence. A conflict can be resolved constructively if the actors change their tendencies to act in such a way that all parties are satisfied with the result or even gain from the new situation. This points to the term cooperation, which exists if actors coordinate their behavior in order to reach (at least some) common goals. Cooperation thus represents a constructive regulation of conflicts. If the problems at the root of the conflict get worse the potential for conflict grows but not necessarily the probability of a recourse to violent means: the decisive question is, which outcome is more probable in a given case or what can be done to change this probability. This is precisely the issue this article is concerned with.
The Conflict Over the Water of the NileThe Nile is shared by ten different states: Egypt, Sudan, Ethiopia, Eritrea, Uganda, Tanzania, Kenya, Rwanda, Burundi and the DR Congo. At least for the first three the Nile water is vital and a limiting factor for their economic development. The lion’s share of the water goes to Egypt, which is almost entirely dependent on the Nile. Following the 1959 Treaty with Sudan, Egypt can use 55.5 of the 84 cubic kilometers that constitute the average volume of water measured at the Aswan Dam. Sudan can use 18.5 cubic kilometers. The remaining 10.3 cubic kilometers are lost due to evaporation at the Nasser reservoir behind the Aswan Dam. How much water Egypt actually needs is not clear, but its use lies considerably above the contractually agreed 55.5 cubic kilometers. Mason estimated 65 cubic kilometers for 1999 (Mason 2001, p. 137). This significant difference is accounted for by the fact that Sudan still lets plenty of water leave the national territory unused and that Egypt recycles the water it has used. The Egyptian government also pursues gigantic development projects on the North Sinai and in the desert to the west of the Nile Basin. These projects are meant to reduce the population pressure on the Nile valley but they will dramatically increase water requirements: a prognosis shows a 20 cubic kilometers rise in demand by 2017 (Mason 2001, p. 137). The upstream riparian states on the White Nile (Uganda, Burundi, Rwanda, the DR Congo, Kenya and Tanzania) hardly use any water of the Nile and have alternative water resources available. Ethiopia, however, from which 85 percent of the water originates, wants to increase its use in order to achieve a secure food supply and facilitate economic development. Until the 1990s, Egypt responded with unconcealed warnings of military intervention if any moves in this direction were made. One can therefore actually consider the situation an open international conflict: the Nile is a “classic case of international resource competition” (Brunnée/Toope 2002, p. 122).
However, in the 1990s a new attempt at multilateral cooperation
was made which culminated in 1999 in the founding of the Nile
Basin Initiative (NBI). For the first time all ten riparian
countries came together (with international support) in order
to plan and execute common water development projects on the
Nile and to strive for a permanent regulation of Nile water
use. While the demand for water is rising, as all the countries
face strong population growth (between 2.4 and 3 percent annually),
a simultaneous increase in cooperation can be noticed. Unilateral
proceedings, combined with warlike rhetoric, have been replaced
by multilateral cooperation. Trying to explain this turn of events, the following analysis
will show that a water conflict such as the one on the Nile
entails very high incentives for cooperation, which render a
violent escalation with uncertain outcomes comparatively unattractive
and therefore unlikely.
Breaking Up the Zero-Sum GameThe Nile Basin countries need water especially for agricultural
irrigation, which accounts for about 86 percent of water use
in Egypt, Ethiopia and Sudan (Mason 2001). This consumptive
form of use causes a zero-sum game: what is used by one country
is not available to the others. Since there are no common goals,
cooperation is unlikely. This zero-sum game, however, can be overcome. Riparian states
have many interests that do not necessarily exclude each other.
Great potential to generate electricity exists on the upper
reaches of the White and the Blue Nile. Uganda and Ethiopia
in particular could produce plenty of electricity for their
own use and for export without restricting the irrigation interests
of the downstream countries. On the contrary, Sudan could actually
benefit from the respective upriver dams: they would regulate
the strong fluctuations of the water flow to which Sudan is
exposed more or less unprotected at the moment. The second and most interesting possibility, especially on
the Nile, to break up the zero-sum game is to increase the overall
amount of water available. In the 1950s Egypt had opted for
the construction of the Aswan Dam in order to even out the year-to-year
fluctuations of the water flow. The option to do this through
upriver reservoirs was rejected as these reservoirs would have
been outside Egyptian territory. Egypt would have become “hostage”
to its upstream neighbors. The upriver option, however, would
be significantly more efficient, because the loss due to evaporation
would be substantially lower than at the Nasser reservoir. Consequently,
planning which incorporated the entire river basin would actually
increase the overall amount of water available. This, however,
would require close cooperation among the riparian states in
order to secure a constant water supply for Egypt. The Nile
Basin states therefore face a win-win-scenario from which every
country could gain. According to official government plans, Ethiopia could multiply
its electricity production about eighty times and increase irrigational
agriculture from 190,000 to 3.7 million hectares. Its water
use would increase by 35 percent by 2040 (Abate 1994). A correspondingly
lower net water flow would not be acceptable for Egypt. But
because the Nile could then be regulated through the upriver
reservoirs, the Aswan Dam could be run at a much lower level.
According to Whittington and McClelland’s calculations, the
reduced loss through evaporation would compensate for the additional
water withheld by Ethiopia. Sudan and Egypt would not have less
water available to them (Whittington/McClelland 1992, p. 150).
Ethiopia, on the other hand, would de facto control the Blue
Nile, which accounts for 85 percent of the entire Nile water.
Another example of such a win-win situation is the “Upper Nile
Projects”, decided in the 1959 Treaty between Egypt and Sudan,
which have yet to be tackled. These are projects for river regulation
which would make an extra twenty cubic kilometers of water available
every year. Egypt and Sudan have agreed to each sharing half
of the additional water as well as half of the costs. These
projects are a good example of conflict parties considering
a cooperative strategy that is more promising than a confrontational
one. The third important possibility to break up the zero-sum game
is to increase the efficiency of water use. In particular, the
irrigation methods in agriculture are highly inefficient. Egypt’s
plans to curb its requirements by twenty cubic kilometers over
the next fifteen years, a third of today’s requirement, by increasing
its efficiency (improved irrigation and cultivation techniques
and more recycling) shows how much untapped potential exists
(Mason 2001, p. 136 f.). Riparian states can adapt their behavior and overcome the zero-sum
game. But securing a constant water or food supply is only part
of the solution. There might be opposing interests that need
to be taken into consideration for a cooperative solution. This
requires multilateral negotiations and agreements.
Awareness of Mutual DependenceThe case of the Nile clearly shows how the willingness to cooperate
grows with the riparian countries’ awareness of their mutual
dependence. A severe drought occurred between 1979 and 1987
in Eastern Africa and in the Sahel zone. During this time the
annual water volume fell by more than half on average. Unexpected
strong rainfall in the early summer of 1988 averted a bigger
catastrophe. But it also led to severe floods in Khartoum. Without
the Aswan Dam the drought would have led to serious famine in
Egypt. Since the water volume of the Nasser reservoir fell to
a third of its usual level all Nile Basin countries became aware
of the impending water crisis. Especially Egypt realized its
dependency and its vulnerability (Bulloch/Darwish 1993). Ultimately this made Egyptian political thinking more favorable towards cooperation with the upriver states. In 1992, Egypt, Sudan, Uganda, Rwanda, Zaire and Tanzania founded the “Technical Co-operation Committee for the Promotion of the Development and Environmental Protection of the Nile Basin (TECCONILE)”, a multilateral forum for cooperation. Ethiopia, Eritrea, Kenya and Burundi took part as observers. Although TECCONILE was built on pre-existing cooperation structures, dating back to the 1977 Hydromet project for the exchange of hydrological and meteorological data, it superseded its primarily technical goals by far. The goal formulated was “to assist the participating countries in the determination of their equitable entitlements to the use of the Nile” (Mohammed 1995, p. 176). Among other things, TECCONILE was to establish a framework convention incorporating all riparian states. Although this has not yet been achieved, the principal ability of the Nile riparian countries to engage in cooperation has become manifest. It reflected the enhanced awareness of mutual dependency that arose in the early 1990s.
The realization of the downstream riparians that they depend on the actions of the upstream riparians is not the only factor here; another one is the discovery that a comprehensive planning covering the entire river system would promise efficiency gains such as the ones considered in the win-win situation above. It had become obvious that cooperative projects can avert catastrophes such as floods or droughts: Ethiopian dams, for example, could have reduced the Khartoum floods of August 1988. Cooperation can help not only to realize win-win situations but also to avoid lose-lose scenarios.
Power AsymmetriesThe typical asymmetry in a conflict over river water, i.e.
the power of the upstream user to deprive the downstream user
of water, was leveled out by two factors in the case of the
Nile. On the one hand, the upriver countries were not able to
realize their potential, because they were politically too unstable.
On the other hand, Egypt was able to enforce its will without
having to take into consideration the interests of the other
states due to its military, political and economic supremacy.
Egypt’s political and military dominance lent a certain credibility
to repeated warnings of military intervention and made it a
realistic political option for Egyptian politicians (Bulloch/Darwish
1993). Since the early 1990s, however, the upstream riparian states
have been articulating their growing need for water due to population
growth and their desire for economic development. At the same
time, their ability to make use of their hydrological advantage
has been increasing. Especially Ethiopia is slowly consolidating
internally. It has started to build many little dams with its
own financial means. In the long run, it is hoping for private
foreign capital in order to finance bigger projects. The power
asymmetry on the political, economic and military level is shifting
to the benefit of the upriver riparians. Simultaneously, hydrological
power asymmetries, which are determined principally by topography
and geography, are growing. The more the power asymmetries on
both levels balance each other, the less likely unilateral acts
will be and the more likely it is that there will be a cooperative
regulation of the conflict. Water conflicts have several different
layers. They offer a differentiated range of possibilities to
arrive at solutions. Simple power asymmetries such as upstream
user versus downstream user provide an inappropriate orientation.
Although geography determines the range of options open to the
riparian states, it is not enough to explain the structure and
the outcomes of interaction between states (compare Elhance
1999).
Existing Cooperation and Confidence-buildingHow constructively conflicts, such as the one on the Nile,
can be handled depends on the wider political context and also
on their history, i.e. on the way the conflicts have been dealt
with in the past. This points to problems in the case of the
Nile. The region has been marked by political instability and
tensions between the countries. This constitutes a historical
handicap. On the one hand, the relations amongst the riparian
states were marked by the Cold War, with the USA and the Soviet
Union exerting a strong influence on the Nile Basin countries.
On the other hand, there are many disagreements between them
that are not directly related to the Nile but nevertheless influence
the Nile conflict: border disputes (Egypt-Sudan, Kenya-Sudan,
Ethiopia-Eritrea), support for rebel groups in other countries
(e.g. Ethiopia-Sudan, Uganda-Sudan), participation in civil
wars such as the one in the Congo, and others. Moreover, economic
relations between the Nile riparian states are rather thin.
Altogether, they are a heterogeneous bunch with regard to ideological
orientation, political and economic systems, religion and ethnic
affiliation. Almost all of them are affected by internal conflicts
or political instability. Three of the Nile Basin states, Burundi,
Rwanda and the Congo, are actually heading for collapse. But the conflict over the Nile has by no means always been
confrontational. The example of Egyptian-Sudanese relations,
especially the 1959 Treaty, shows that a water regulating regime
can function despite all the political problems between the
countries. This treaty can, therefore, serve as an example for
an agreement between all Nile Basin states. On the other hand,
the various treaties regulating the use of the Nile water which
go back to the colonial powers were made in a tradition of bilateral
cooperation that has been rather damaging to multilateral conflict
resolution: “The various treaties have served not only to entrench
the competitive attitudes […], but, more fundamentally, have
enforced, even encouraged, separate and competitive identities
among the Nile Basin states.” (Brunnée/Toope 2002, p. 146).
Thus, Ethiopia is suspicious of any attempts at multilateral
cooperation initiated by Egypt because it tends to consider
them as covert attempts to secure Egyptian interests. Projects such as Hydromet are very significant for common collection and evaluation of meteorological, geological and hydrological data. The availability of such data is an indispensable prerequisite for cooperative projects. It is the only way win-win scenarios can be developed, for example, by allowing sites to be identified at which flood-regulating dams can be built without too much water being lost through evaporation. Moreover, the exchange of data is itself a confidence-building measure which can serve as a first step towards more cooperation: “[…] data exchange […] must not be seen as an end in itself but as a necessary process to provide decision makers with the informational resources they require for coordinated or cooperative management and decision making […]. The outcomes of such an exchange occurring as part of an overall coordinated or cooperative management process are likely to reinforce the cooperative process and result in tangible benefits in the long term.(Chenoweth/Feitelson 2001, p. 511) The various projects under the heading of the Nile Basin Initiative
(NBI) pursue this goal. There is still too little reliable data
on the Nile. Except for Sudan and Egypt, no other Nile riparian
country has researched its natural resources in depth. For them,
the Nile has not been of such importance as for Egypt and Sudan.
Besides, they lack know-how and money. This, however, could
come partly from Egypt and partly from international organizations
and donor countries willing to support cooperative projects.
Such prospects could provide another big incentive to solve
water conflicts in a cooperative way.
International Law and Water Conflicts:
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©
Friedrich Ebert Stiftung | net
edition malte.michel | 8/2003
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